Head of Financial Security (m/w/d) at Compliance, Frankfurt

BNP Paribas

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Company

BNP Paribas

Place(s)

Frankfurt am Main
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Head of Financial Security (m/w/d) at Compliance, Frankfurt

Permanent
Bank
Finance
Officer
Controlling / Finance
Published 25 days
 

BNP Paribas

DAB BNP Paribas ist die Bank für unabhängige Vermögensverwalter, Fondsvermittler, Anlageberater und institutionelle Kunden. In Deutschland führen bereits mehr als 60% aller bei der BaFin zugelassenen Finanzportfolioverwalter ihre Endkundendepots bei uns. Damit sind wir in diesem Segment der klare Marktführer! Für unsere Kunden sind wir heute ein stärkerer Partner denn je: Als Teil des großen Netzwerkes unserer Muttergesellschaft, der französischen BNP Paribas.

Tasks & Responsibilities

  • Ensuring timely and accurate investigation of FS alerts and cases
  • Supervising the delivery and certify the accuracy of annual risk assessments and other required AML reporting
  • Providing the Head of Compliance Germany, Head of Territory Germany and the Compliance management with a consolidated view of Financial Security as well as ABC risks
  • Ensuring timely and accurate escalation of negative news, sanctions circumvention attempts, voluntary self-disclosures, and other FS-related escalations
  • Adapting policies (if needed) and roll-out GFS policies and processes at Germany level, ensure the translation of FS & KYC Group policies into operational procedures
  • Organizing and ensuring the execution of FS and ABC – related projects in coordination with Business Lines, Support the industrialization of compliance activities through process reengineering & digitalization
  • Implementing the adequate governance to support oversight of FS risks
  • Monitoring the completion of FS – relevant trainings across the Business Lines and raise awareness via dedicated trainings
  • Taking decisions for N-1 on recruitments, priorities and performance appraisal
  • Providing guidance and communication of the FS framework strategy of the branch as potential reference/best practice.
  • Overseeing the tasks supported by the Branch towards LS and Arval, i.e. ABC, PE and Sanctions

Profile

  • Bachelor’s or master’s Degree with Legal and/or Economic educational background
  • Banking apprenticeship, ideally supplemented by banking specialist / Banking specialized economist
  • Knowledge and previous experience in Financial Security topics: sanctions and embargoes; AML and anti-terrorism; KYC, anti-bribery, boycott
  • Good knowledge of the Financial Security regulatory environment, issues and challenges
  • Ability to animate and train FS community
  • Being able to maintain effectiveness in varying environments and with varying tasks, responsibilities, or resources
  • Ability to ensure the precision, accuracy and thoroughness of the information processed or delivered
  • Willingness to continuously enhance self-development, learn and adjust practices accordingly
  • Strong communication skills and results driven working style
  • Full professional proficiency in English (C1 level)

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