(Senior) Compliance Officer (m/w/d), Frankfurt

BNP Paribas

Jetzt bewerben Zurück
Zurück zum Suchergebnis

Unternehmen

BNP Paribas

Ort

Frankfurt am Main
Jetzt bewerben

(Senior) Compliance Officer (m/w/d), Frankfurt

Unbefristeter Arbeitsvertrag
Banken
Finanzen
Controlling / Finanzen
Aktualisiert vor 8 Tagen
 

BNP Paribas

DAB BNP Paribas ist die Bank für unabhängige Vermögensverwalter, Fondsvermittler, Anlageberater und institutionelle Kunden. In Deutschland führen bereits mehr als 60% aller bei der BaFin zugelassenen Finanzportfolioverwalter ihre Endkundendepots bei uns. Damit sind wir in diesem Segment der klare Marktführer! Für unsere Kunden sind wir heute ein stärkerer Partner denn je: Als Teil des großen Netzwerkes unserer Muttergesellschaft, der französischen BNP Paribas.

Missions

  • Oversight of PIC (Protection of Interests of Clients) related risks and advising the Business on PIC related regulatory and policy implementation matters
  • Reporting and escalation of PIC-risks to the Head of PIC and further Compliance stakeholders
  • Adaption and roll-out of policies and operational procedures for Wealth Management and Asset Management
  • Review of marketing material and client classification, in accordance with relevant regulation and procedures
  • Representation of the PIC-Domain in Wealth Management and Asset Management Germany
  • Support of internal and external audits related to Wealth Management and Asset Management

Profile

  • University degree or banking related vocational training
  • Several years of experience within the Compliance or Audit related environment
  • Sound knowledge of the general Compliance regulation and national as well as EU legal regulatory requirements in respect to capital markets
  • Good understanding of the Business covered
  • Characteristics such as team ability, communication strength and flexibility
  • Very good German and English language skills in word and writing
  • You don't meet every criterion? No problem, you are more than welcome to apply anyway.
  • It is important for us that you can develop and grow in this position.

Benefits

  • 30 days' holiday and additional special leave days
  • Work in the office and from home
  • A wide range of opportunities for your development, such as internal and external training, talent development programmes and (inter)national career prospects within the BNP Paribas Group
  • Allowances for Job Ticket Deutschland, car & bicycle leasing
  • Subsidies for Job Ticket Germany, car & bicycle leasing
  • Company pension scheme with BVV
  • Employee Assistance Program: Professional support and great offers for your private and family life from benefitatwork and voiio
  • Insurance cover via a group accident insurance and survivors' insurance
  • A wide range of offers for your health, such as access to over 6,000 sports and health facilities with EGYM Wellpass

Apply

Apply

 
Frankfurt am Main  map